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MERIDIAN Regulatory & Corporate Impact Intelligence — personal research build

Regulatory instrument

Official record

Official Regulatory Fact — text as published by the source; topics are matching candidates, not legal conclusions.

FieldValue
Canonical identifier{357FA25F-5699-4758-B8CA-B2D832AA42E5}
TitleFINMA publishes Guidance on the risks associated with the use of products in individual portfolio management
Authoritych_finma
JurisdictionCH
Typesanction_measure
Legal stagepublished
Publication date2026-06-03
Discovered at2026-07-02T08:21:05Z
SR / CELEXn/a
Affected countries (parsed from title)none parsed
Matched topicsnone
Original sourcehttps://www.finma.ch/en/news/2026/06/20260603-mm-am-03-2026-risiken-produkte-vv/
Summary (as published)In its new Guidance, the Swiss Financial Market Supervisory Authority FINMA explains the risk patterns it is increasingly observing in relation to the use of products in individual portfolio management in the context of escalation cases. The Guidance recalls the rules that institutions must follow when products are used in individual portfolio management.
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