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MERIDIAN Regulatory & Corporate Impact Intelligence — personal research build

Regulatory instrument

Official record

Official Regulatory Fact — text as published by the source; topics are matching candidates, not legal conclusions.

FieldValue
Canonical identifier{D641B423-B0FC-413D-8F88-26939317991D}
TitleFINMA concludes proceedings against Wendelspiess Partners AG and imposes long-term industry bans
Authoritych_finma
JurisdictionCH
Typesanction_measure
Legal stagepublished
Publication date2026-06-03
Discovered at2026-07-02T08:21:05Z
SR / CELEXn/a
Affected countries (parsed from title)none parsed
Matched topicsnone
Original sourcehttps://www.finma.ch/en/news/2026/06/20260306-mm-wendelspiess/
Summary (as published)The Swiss Financial Market Supervisory Authority FINMA has concluded enforcement proceedings against Wendelspiess Partners AG in liquidation and two individuals for serious breaches of the rules of conduct governing the provision of financial services. It has imposed long-term industry bans on two responsible individuals.
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